IBM’s Center for the Business of Government recently released a report entitled “An Open Government Implementation Model: Moving to Increased Public Engagement.” The report presents the results of a review of several open government initiatives at the federal level and puts forward a four-stage model for guiding agencies toward open government, describing the focuses, deliverables, benefits, challenges, and best practices at each stage of implementation. The model is as follows (and somewhat resembles the three-prong structure of the Open Government Directive):

  1. Increasing data transparency: publishing relevant, high-value data for public use
  2. Improving open participation: soliciting and using input from stakeholders to inform government decisions
  3. Enhancing open collaboration: public engagement in producing outputs and co-creating value
  4. Realizing ubiquitous engagement: the “next level” of seamless integration of public engagement into how government does its work

The report observes–and is right about this–that the value and benefits of engagement increase as you progress through these stages. But so does the complexity of work and the challenges and risks inherent in greater engagement.

Overall, this is a welcome model for expanding engagement in government. Stage 4′s “realizing ubiquitous engagement” is an enlightening description of what the ultimate outcome of open government is: that stakeholder input is baked into how government does its work, both online and offline. This is essentially about creating a self-perpetuating cycle in which engagement doesn’t happen in “events” or “projects,” but is simply how decisions are informed and value delivered on a routine basis. In addition, the report provides a well thought-out categorization of the different challenges confronting openness at each of these stages.

However, this model essentially argues that these stages are sequential, with the next building off the last. In practice this might not necessarily be true. For example, many agencies are currently publishing new data sets, offering opportunities for public input, and launching collaborative initiatives–all at the same time. Improving open participation doesn’t necessarily rely on the publishing of high-value data. Take the multitude of strategic planning processes that agencies are soliciting public input for (e.g., the National Dialogue on the QHSR): these initiatives are distinct efforts from data transparency, and with completely different internal players, though they are connected in their common goal.

The reason the sequence (or lack thereof) of implementing open government matters is because there are plenty of opportunities at any given time for government to publish new data, solicit input, and build collaborative relationships. The need to tackle these stages sequentially shouldn’t be a barrier to engagement. Further, these stages/groupings might not all equal for all agencies. An intelligence agency might need to focus on internal and cross-governmental collaboration as opposed to data transparency, while a bureau focused on community service may need to devote resources to building opportunities for participation. When resources are scarce (and they are!), agencies should focus on the engagement opportunities that will deliver the most value for achieving their mission.

What are your thoughts on this approach? Should open government be implemented in these stages? Or is there another set of implementation stages that should be considered in the dialogue?

TECHNOLOGY

“To help build a new foundation for the 21st century, we need to reform our government so that it is more efficient, more transparent, and more creative.”

-President Obama, April 25, 2009

Guiding Principles

Innovation in the Economy: Drive Economic Growth and Solve National Problems By Deploying a 21st Century Information Infrastructure

The President believes that modernized infrastructure is a necessary part of the foundation for long term economic stability and prosperity. That includes everything from a comprehensive national broadband plan, to new health care information technology, to a modernized electrical grid.

The President has also directed the National Security and Homeland Security Advisors to conduct an immediate review of the plan, programs, and activities underway throughout the government dedicated to cyber security. This 60-day interagency review will develop a strategic framework to ensure that U.S. Government cyber security initiatives are appropriately integrated, resourced and coordinated with Congress and the private sector.

Innovation in Science: Invest in Science and Science Education

The President has named Dr. John Holdren, a nationally recognized expert on climate change and nuclear disarmament, as an Assistant to the President and the nation’s Science Advisor, and Dr. Steven Chu, Nobel-prize winner as the Secretary of Energy. These are just two of the many leading science experts who are serving in an Administration committed to science.

Innovation in Public Administration: Creating an Open and Secure Government

Strategic federal IT investments will make Government more transparent and accountable. At the same time, Americans will know that these investments by their Government are being leveraged to produce maximum value, and that the security of information systems nationally, and the privacy of Americans, are being protected. Strategic investments in IT are at the heart of the efforts to make Government services more effective, accessible, and transparent.

Restoring a Culture of Accountability through Openness and Transparency of Government Operations and Information

Moving Toward Unprecedented Openness: Change the presumption under the Freedom of Information Act to favor voluntary disclosure of government information to the public.

Making Critical Government Information Available: Working to provide public access to information of public import and concern, such as the Department of Justice “torture” memos, the President’s and Vice-President’s tax returns, the public financial disclosure reports for White House personnel, and presidential records.

Read Technology Issues Progress Report at Whitehouse.gov

Related Quotes

“Information is the currency of democracy.”
-Thomas Jefferson
“A popular government without popular information or the means of acquiring it, is but a prologue to a farce, or a tragedy, or perhaps both.”
-James Madison
-Thomas Jefferson
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